Document Information

Author: Jober Mogele Correa (WINDI-CEO-001)

Institution: WINDI Publishing House, Kempten, Bavaria

Date: 01 February 2026

Classification: Institutional Technical Report

Builds On: TR-WINDI-2026-003 (Service Layer Bootstrap)

Infrastructure: Strato DE - 87.106.29.233 - Ports 8083/8085

Zusammenfassung: Dieser Bericht dokumentiert den Ubergang der WINDI Governance Engine von einer Offline-Python-Bibliothek zu einem netzwerkobservierbaren kognitiven Dienst, der institutionelle Identitaten erkennen, Governance-Richtlinien interpretieren, Klassifizierungsstufen empfehlen und Entscheidungen fur menschliche Operatoren uber eine visuelle Editoroberflache erklaren kann. In vier evolutionaren Phasen wahrend einer einzigen Bereitstellungssitzung implementiert das System nun den vollstandigen Governance-Zyklus: Erkennung - Richtlinie - Entscheidung - Erklarung - Manifestation. Abstract: This report documents the transition of the WINDI Governance Engine from an offline Python library to a network-observable cognitive service capable of detecting institutional identities, interpreting governance policies, recommending classification levels, and explaining decisions to human operators through a visual editor interface. Achieved in four evolutionary phases over a single deployment session, the system now implements the complete governance cycle: detection - policy - decision - explanation - manifestation. Each phase preserved all prior capabilities through layered isolation, validating the Zero-Violence Deployment principle. Resumo: Este relatorio documenta a transicao do Motor de Governanca WINDI de uma biblioteca Python offline para um servico cognitivo observavel em rede, capaz de detectar identidades institucionais, interpretar politicas de governanca, recomendar niveis de classificacao e explicar decisoes para operadores humanos atraves de uma interface de editor visual. Alcancado em quatro fases evolutivas durante uma unica sessao de implantacao, o sistema agora implementa o ciclo completo de governanca: deteccao - politica - decisao - explicacao - manifestacao.

Motivation und Kontext Motivation and Context Motivacao e Contexto

Vor dieser Arbeit existierte die WINDI Governance Engine ausschliesslich als Sammlung von Python-Modulen, die lokal auf dem Strato-Server ausgefuhrt wurden. Der IdentityDetector, GovernanceHealthCheck und Policy-Evaluierungsfunktionen erforderten direkte Funktionsaufrufe innerhalb desselben Prozesses. Kein externes System konnte Governance-Zustande abfragen oder Empfehlungen uber das Netzwerk empfangen. Prior to this work, the WINDI Governance Engine existed solely as a collection of Python modules executed locally on the Strato server. The IdentityDetector, GovernanceHealthCheck, and policy evaluation functions required direct function calls within the same process. No external system—including the A4 Desk BABEL editor on port 8085—could query governance state, request identity detection, or receive governance recommendations over the network. Antes deste trabalho, o Motor de Governanca WINDI existia apenas como uma colecao de modulos Python executados localmente no servidor Strato. O IdentityDetector, GovernanceHealthCheck e funcoes de avaliacao de politicas exigiam chamadas de funcao diretas dentro do mesmo processo. Nenhum sistema externo poderia consultar o estado de governanca ou receber recomendacoes pela rede.

Dies schuf eine architektonische Lucke: Die Governance-Engine besass Intelligenz (Identitatserkennung, Richtlinienbewertung, dreisprachige Beratung), hatte aber keine sensorische Schnittstelle zur Aussenwelt. Die Engine konnte denken, aber nicht wahrnehmen, kommunizieren oder beobachtet werden. This created an architectural gap: the governance engine possessed intelligence (identity detection, policy evaluation, trilingual advisory) but had no sensory interface to the outside world. The engine could think, but it could not perceive, communicate, or be observed. Isso criou uma lacuna arquitetonica: o motor de governanca possuia inteligencia (deteccao de identidade, avaliacao de politicas, consultoria trilingue), mas nao tinha interface sensorial com o mundo exterior. O motor podia pensar, mas nao podia perceber, comunicar ou ser observado.

Das Ziel dieser Sitzung war es, diese Lucke durch vier progressive Phasen zu schliessen, wobei jede eine neue Fahigkeitsschicht hinzufugte, ohne die darunterliegenden Schichten zu storen. The goal of this session was to close that gap through four progressive phases, each adding a new capability layer without disturbing the layers below. O objetivo desta sessao foi fechar essa lacuna atraves de quatro fases progressivas, cada uma adicionando uma nova camada de capacidade sem perturbar as camadas abaixo.

Architekturprinzip: Geschichtete Isolation Architectural Principle: Layered Isolation Principio Arquitetonico: Isolamento em Camadas

"Each layer fails independently. If the detector crashes, the heartbeat continues. If the health bridge fails, the HTTP transport survives. Observability is never all-or-nothing."

— WINDI Evolution Principle: Layered Verification

Die vier Phasen wurden als konzentrische Schichten mit zunehmender Abhangigkeit konzipiert. Die ausserste Schicht (HTTP-Transport) hat keine Engine-Abhangigkeiten. Jede nachfolgende Schicht fugt genau eine neue Abhangigkeit hinzu: The four phases were designed as concentric layers of increasing dependency. The outermost layer (HTTP transport) has zero engine dependencies. Each successive layer adds exactly one new dependency: As quatro fases foram projetadas como camadas concentricas de dependencia crescente. A camada mais externa (transporte HTTP) nao tem dependencias do motor. Cada camada sucessiva adiciona exatamente uma nova dependencia:

Figure 1 - Four-Phase Evolutionary Architecture

PhaseNameComponentDescription
1.0HeartHTTP TransportPure HTTP reachability, zero dependencies
1.1BrainHealth BridgeConnection to GovernanceHealthCheck module
1.2EyesDetection BridgeIdentity detection over HTTP
2.0FaceVisual ManifestationBABEL editor integration

Phase 1.0 - Herz (HTTP-Transport) Phase 1.0 - Heart (HTTP Transport) Fase 1.0 - Coracao (Transporte HTTP)

Die erste Phase etablierte reine HTTP-Erreichbarkeit auf Port 8083 mit einem einzigen Endpunkt: GET /api/governance/status. Dieser Endpunkt hat keine Engine-Abhangigkeiten - er gibt einen statischen JSON-Herzschlag zuruck, der bestatigt, dass der Dienst aktiv ist. The first phase established pure HTTP reachability on port 8083 with a single endpoint: GET /api/governance/status. This endpoint has zero engine dependencies—it returns a static JSON heartbeat confirming the service is alive, its version, and the current timestamp. The design ensures that even if every governance module crashes, the heartbeat continues beating. A primeira fase estabeleceu conectividade HTTP pura na porta 8083 com um unico endpoint: GET /api/governance/status. Este endpoint nao tem dependencias do motor - retorna um heartbeat JSON estatico confirmando que o servico esta ativo.

GET /api/governance/status
{
  "status": "UP",
  "service": "WINDI Governance API",
  "version": "1.0-heartbeat",
  "checked_at": "2026-02-01T20:38:12+00:00"
}

Phase 1.1 - Gehirn (Health Bridge) Phase 1.1 - Brain (Health Bridge) Fase 1.1 - Cerebro (Ponte de Saude)

Phase 1.1 verband den Herzschlag mit dem GovernanceHealthCheck-Modul der Governance-Engine. Der neue GET /api/governance/health-Endpunkt uberbruckt zur Engine und berichtet uber Richtlinienversion, geladene Institutionen, Governance-Level-Zahlungen und Komponentenstatus. Phase 1.1 connected the heartbeat to the governance engine's GovernanceHealthCheck module. The new GET /api/governance/health endpoint bridges into the engine, reporting policy version, loaded institutions, governance level counts, and component status. If the engine fails, the /status endpoint from Phase 1.0 continues operating independently. A Fase 1.1 conectou o heartbeat ao modulo GovernanceHealthCheck do motor de governanca. O novo endpoint GET /api/governance/health faz a ponte com o motor, relatando versao de politica, instituicoes carregadas, contagens de niveis de governanca e status de componentes.

Phase 1.2 - Augen (Detection Bridge) Phase 1.2 - Eyes (Detection Bridge) Fase 1.2 - Olhos (Ponte de Deteccao)

Der kritische Durchbruch: Die institutionelle Identitatserkennung wurde uber HTTP zuganglich. Zwei POST-Endpunkte wurden hinzugefugt: The critical breakthrough: institutional identity detection became accessible over HTTP. Two POST endpoints were added: O avanco critico: a deteccao de identidade institucional tornou-se acessivel via HTTP. Dois endpoints POST foram adicionados:

POST /api/governance/detect akzeptiert einen Textinhalt und gibt alle erkannten institutionellen Identitaten mit Konfidenzwerten, Landercodes, Lizenzstatus und Richtlinienmetadaten zuruck. POST /api/governance/recommend umhullt den Governance Advisor Mode. POST /api/governance/detect accepts a text body and returns all detected institutional identities with confidence scores, country codes, license statuses, and policy metadata. POST /api/governance/recommend wraps the Governance Advisor Mode, accepting both text and a current governance level, then returning a structured recommendation with upgrade/confirm/no_change actions, trilingual advisor messages, and identity governance metadata. POST /api/governance/detect aceita um corpo de texto e retorna todas as identidades institucionais detectadas com pontuacoes de confianca, codigos de pais, status de licenca e metadados de politica. POST /api/governance/recommend envolve o Modo Consultor de Governanca.

Zum ersten Mal konnte das WINDI-Prinzip "die Simulation einer realen institutionellen Identitat aktiviert institutionelle Governance" uber das Netzwerk mit strukturierten, uberprufbaren Beweisen verifiziert werden. For the first time, the WINDI principle "simulating a real institutional identity activates institutional governance" could be verified over the network with structured, auditable evidence. Pela primeira vez, o principio WINDI "simular uma identidade institucional real ativa a governanca institucional" pode ser verificado pela rede com evidencias estruturadas e auditaveis.

Phase 2.0 - Gesicht (Visuelle Manifestation) Phase 2.0 - Face (Visual Manifestation) Fase 2.0 - Face (Manifestacao Visual)

"O template NUNCA decide o nivel. A API decide. O template apenas manifesta."

— WINDI Template Governance Principle (Frozen)

Phase 2.0 verband den BABEL-Editor mit der Evolution-API und machte Governance sichtbar und interaktiv. Drei Komponenten wurden bereitgestellt: Phase 2.0 connected the BABEL editor to the Evolution API, making governance visible and interactive. Three components were deployed: A Fase 2.0 conectou o editor BABEL a API Evolution, tornando a governanca visivel e interativa. Tres componentes foram implantados:

6.1 Evolution API Proxy

Eine Proxy-Route wurde zur BABEL Flask-Anwendung hinzugefugt, die /api/evolution/*-Anfragen von Port 8085 an die Evolution-API auf Port 8083 weiterleitet. A proxy route was added to the BABEL Flask application, forwarding /api/evolution/* requests from port 8085 to the Evolution API on port 8083. This eliminates the need to expose port 8083 externally and maintains the single-port entry point for the BABEL interface. Uma rota proxy foi adicionada a aplicacao Flask BABEL, encaminhando requisicoes /api/evolution/* da porta 8085 para a API Evolution na porta 8083.

6.2 Governance Editor Module

Ein selbstinitialisierendes JavaScript-Modul (governance-editor.js, 17KB) wurde im statischen Verzeichnis von BABEL bereitgestellt und in das Editor-HTML injiziert. Das Modul: A self-initializing JavaScript module (governance-editor.js, 17KB) was deployed to BABEL's static directory and injected into the editor HTML. The module: Um modulo JavaScript auto-inicializavel (governance-editor.js, 17KB) foi implantado no diretorio estatico do BABEL e injetado no HTML do editor. O modulo:

  1. Injects CSS and creates governance badge in the editor toolbar
  2. Reads editor content from TipTap/ProseMirror via DOM queries
  3. Sends text to /api/evolution/recommend via the BABEL proxy
  4. Receives: detections, level, advisor message, identity governance
  5. Manifests the decision: badge color, detection cards, advisor text, editor border

6.3 Visual Evidence

Figure 2 and Figure 3 demonstrate the governance panel in action. The module loads, creates the badge and panel, waits for editor content before checking, and displays live governance detection in production when a document mentioning Deutsche Bahn AG triggers identity detection (DE, public_enterprise, 100% confidence), recommends MEDIUM level, shows disclaimer/logo/license metadata, and delivers the trilingual advisor message.

Governance-Entscheidungsfluss Governance Decision Flow Fluxo de Decisao de Governanca

Der komplette Zyklus demonstriert die End-to-End-Governance-Pipeline: The complete cycle demonstrates the end-to-end governance pipeline: O ciclo completo demonstra o pipeline de governanca de ponta a ponta:

Decision Pipeline: D-P-R-E-M

D - Detection: IdentityDetector scans text, finds "Deutsche Bahn AG"

P - Policy: Identity Directory maps INST-DE-DB-001 to MEDIUM governance

R - Decision: Advisor recommends upgrade from LOW to MEDIUM

E - Explanation: Trilingual message explains why the level changed (DE/EN/PT)

M - Manifestation: Editor badge, detection card, and border reflect the decision

Dieser Zyklus - Erkennung, Richtlinie, Entscheidung, Erklarung, Manifestation - ist der operative Beweis, dass Governance in WINDI ausfuhrbar und nicht kosmetisch ist. This cycle—Detection, Policy, Decision, Explanation, Manifestation—is the operational proof that governance in WINDI is executable, not cosmetic. Este ciclo - Deteccao, Politica, Decisao, Explicacao, Manifestacao - e a prova operacional de que a governanca no WINDI e executavel, nao cosmetica.

Verifizierungsergebnisse Verification Results Resultados de Verificacao

Die Phase 2.0-Bereitstellung umfasste sieben automatisierte Verifizierungstests. Sechs bestanden sofort; einer (HTML-Injection-Check) erforderte eine gezielte Korrektur. Nach der Korrektur bestanden alle sieben. Phase 2.0 deployment included seven automated verification tests. Six passed immediately; one (HTML injection check) required a targeted fix due to the injection targeting the PDF export template rather than the BABEL main HTML. After correction, all seven passed. A implantacao da Fase 2.0 incluiu sete testes de verificacao automatizados. Seis passaram imediatamente; um (verificacao de injecao HTML) exigiu uma correcao direcionada. Apos a correcao, todos os sete passaram.

#TestExpectedResult
1BABEL homepageHTTP 200PASS
2governance-editor.js served200, >5KB16,945 bytes
3Evolution proxy: /statusUP, v1.2-detectPASS
4Proxy: /detect (Deutsche Bahn)INST-DE-DB-00185% confidence
5Proxy: /recommendupgrade LOW-MEDIUMTrilingual advisor
6Existing governance proxyHTTP 200PASS
7JS injection in HTMLTag presentPASS (after fix)

Manifestierte Governance-Stufen Governance Levels Manifested Niveis de Governanca Manifestados

Das governance-editor.js-Modul manifestiert drei verschiedene visuelle Zustande, jeder vollstandig durch die API-Antwort gesteuert: The governance-editor.js module manifests three distinct visual states, each driven entirely by the API response: O modulo governance-editor.js manifesta tres estados visuais distintos, cada um totalmente orientado pela resposta da API:

Governance Level States

LOW: No institutional identities detected. Green badge, green editor border. No restrictions.

MEDIUM: Institution detected. Amber badge, amber border. Disclaimer required. Logo restricted by license.

HIGH: Sensitive institution. Red badge, red border. Full governance metadata enforced.

Bedeutung Significance Significado

Diese Bereitstellungssitzung erreichte einen kategorischen Ubergang. Das WINDI-System wechselte von einer Offline-Bibliothek, die lokale Funktionsaufrufe erforderte, zu einem netzwerkobservierbaren kognitiven Dienst, der institutionelle Realitaten erkennt, Governance-Richtlinien bewertet, Aktionen empfiehlt und seine Begrundung in der Sprache des Operators erklart. This deployment session achieved a categorical transition. The WINDI system moved from an offline library requiring local function calls to a network-observable cognitive service that detects institutional realities, evaluates governance policies, recommends actions, explains its reasoning in the operator's language, and visually manifests the result in a document editor. Esta sessao de implantacao alcancou uma transicao categorica. O sistema WINDI passou de uma biblioteca offline que exigia chamadas de funcao locais para um servico cognitivo observavel em rede que detecta realidades institucionais, avalia politicas de governanca, recomenda acoes e explica seu raciocinio no idioma do operador.

Die geschichtete Architektur stellte sicher, dass jede neue Fahigkeit hinzugefugt wurde, ohne vorherige Fahigkeiten zu beeintrachtigen. Der Herzschlag (Phase 1.0) arbeitet weiter, auch wenn der Detektor (Phase 1.2) ausfallt. Dies ist keine zufallige graceful degradation - es ist Observabilitat by Design. The layered architecture ensured that each new capability was added without breaking prior capabilities. The heartbeat (Phase 1.0) continues operating even if the detector (Phase 1.2) fails. The health bridge (Phase 1.1) continues reporting even if the UI (Phase 2.0) disconnects. This is not graceful degradation by accident—it is observability by design. A arquitetura em camadas garantiu que cada nova capacidade fosse adicionada sem quebrar as capacidades anteriores. O heartbeat (Fase 1.0) continua operando mesmo se o detector (Fase 1.2) falhar. Isso nao e degradacao graciosa por acidente - e observabilidade por design.

Am kritischsten: Das bereitgestellte System beweist, dass das WINDI Template Governance Principle in der Produktion durchsetzbar ist: Das Template entscheidet nie uber die Governance-Stufe. Die API erkennt die Realitat, die Richtlinie bewertet, und das Template manifestiert lediglich die Entscheidung. Governance wird ausgefuhrt, nicht dekoriert. Most critically, the deployed system proves that the WINDI Template Governance Principle is enforceable in production: the template never decides the governance level. The API detects reality, the policy evaluates, and the template merely manifests the decision. Governance is executed, not decorated. Mais criticamente, o sistema implantado prova que o Principio de Governanca de Template WINDI e aplicavel em producao: o template nunca decide o nivel de governanca. A API detecta a realidade, a politica avalia, e o template apenas manifesta a decisao. Governanca e executada, nao decorada.

Human Authorship Notice

Dieses Dokument wurde von menschlichen Autoren erstellt und uberpruft. KI-Unterstutzung (Claude - Guardian Dragon) wurde unter menschlicher Aufsicht und Kontrolle verwendet. Endgultige Entscheidungen und Inhaltsfreigabe: menschliche Verantwortung. This document was created and reviewed by human authors. AI assistance (Claude - Guardian Dragon) was used under human supervision and control. Final decisions and content approval: human responsibility. Este documento foi criado e revisado por autores humanos. Assistencia de IA (Claude - Guardian Dragon) foi usada sob supervisao e controle humano. Decisoes finais e aprovacao de conteudo: responsabilidade humana.

KI verarbeitet. Mensch entscheidet. WINDI garantiert.